-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LRrCSydEGqvgBaxCHpPChgaWxoPdEmzBW2Qjq59NOG9vXdfUek9h4qEdciBPr06y uGx1tRxK/zpzXw6cQon9IA== 0000950130-97-001769.txt : 19970418 0000950130-97-001769.hdr.sgml : 19970418 ACCESSION NUMBER: 0000950130-97-001769 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970417 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMTECH TELECOMMUNICATIONS CORP /DE/ CENTRAL INDEX KEY: 0000023197 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 112139466 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-14443 FILM NUMBER: 97582848 BUSINESS ADDRESS: STREET 1: 105 BAYLIS RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 5167778900 MAIL ADDRESS: STREET 2: 105 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: COMTECH INC DATE OF NAME CHANGE: 19870503 FORMER COMPANY: FORMER CONFORMED NAME: COMTECH TELECOMMUNICATIONS CORP DATE OF NAME CHANGE: 19831215 FORMER COMPANY: FORMER CONFORMED NAME: COMTECH LABORATORIES INC DATE OF NAME CHANGE: 19780425 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KORNBERG FRED CENTRAL INDEX KEY: 0000904465 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 105 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 516-777-8900 MAIL ADDRESS: STREET 1: 105 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 SC 13D 1 SCHEDULE 13D OMB APPROVAL --------------------------- OMB Number: 3235-0145 Expires: August 31, 1991 Estimated average burden hours per response....14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ______)* COMTECH TELECOMMUNICATIONS CORP. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock of Par .10 per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 205826 100 ---------------------------------------- (CUSIP Number) Gail Segui 63 Oser Ave., Hauppauge, New York 11788 (516) 435-4646 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 2, 1990 ---------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with the statement [X]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D [CUSIP No. 205826 100 ] Page 1 of 3 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Fred Kornberg ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 367,265 Shares (includes right to acquire 72,000) NUMBER OF ------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY ------------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 367,265 (includes right to acquire 72,000) WITH ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 367,265 Shares (Includes right to acquire 72,000) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SEC 1746 (9-88) 2 of 7 SCHEDULE 13D ITEM 1. Security and Issuer Common Stock of Par .10 Per Share of Comtech Telecommunications Corp. President & Chief Exec. Officer Fred Kornberg Syosset, NY V.P. Finance, Treas. & Secy. Gerard R. Nocita Patchogue, NY Vice President Michael Javits Farmingdale, NY Item 2. Identity and Background (a) Fred Kornberg (b) 63 Oser Ave., Hauppauge, NY 11788 (c) President & Chief Executive Officer Comtech Telecommunications Corp., Hauppauge, NY (d) None (e) None (f) United States Citizen Item 3. Source and Amount of Funds or Other Consideration Pesonal Funds $12,950 Item 4. Purpose of Transaction Hold acquired shares for investment purposes. (a) Has options pursuant to an employment agreement (b) None (c) None (d) None (e) None (f) None (g) None (h) None (i) None (j) None 2 SCHEDULE 13D (continued) Item 5. Interest in Securities of the Issuer (a) See page 2 of cover page (b) See page 2 of cover page (c) None (d) None (e) Not Applicable Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Mr. Kornberg has an incentive stock option agreement that provides for the granting of options to purchase an aggregate of 120,000 shares of the Common Stock of the Company, $ .10 par value at the purchase price of $ .50 per share subject to certain terms and conditions. See exhibit entitled "Incentive Stock Option Agreement" provided in compliance with Item 7. Mr. Kornberg also has an employment agreement which entitles him to receive a percentage of the Company's pretax income subject to certain conditions. See exhibit entitled "Employment Agreement" provided in compliance with Item 7. Item 7. Material to be Filed as Exhibits See exhibits entitled "Incentive Stock Option Agreement" and "Employment Agreement". Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/20/91 /s/ Fred Kornberg - -------------------- ------------------------------- Date Signature Fred Kornberg, President ------------------------------- Name/Title 3 -----END PRIVACY-ENHANCED MESSAGE-----